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POPULAR AMERICAN FANTASY FILMS
KOTTAK
courage (the Cowardly Lion). Star Wars
includes a structurally equivalent trio,
Han Solo, C3PO, and Chewbacca, but their
association with particular qualities is
not as precise. The minor characters are
also structurally parallel, Munchkins and
Jawas, Apple Trees and Sand People, Flying
Monkeys and Stormtroopers. And compare
settings —the witch's castle and the Death
Star, the Emerald City and the rebel base
(at Tikal, in verdant Guatemala). The
endings are also parallel. Luke
accomplishes his objective on his own,
using the Force (Oceanian mana, magical
power). Dorothy's aim is to return to
Kansas; that she does, tapping her shoes
together, drawing on the Force in her ruby
slippers.
I have previously argued (Kottak
1978b) that these resemblances help
explain Star Wars' huge success. It is
likely that all successful cultural
products blend old and new, draw on
familiar themes, rearrange them in novel
ways, and thus win a lasting place in the
imaginations of whatever culture creates
or accepts them. Star Wars successfully
used old cultural themes in novel ways,
and it came along at an optimistic time, a
time for heroes, in American culture. It
drew on the American fairy tale, one that
had been available in book form since the
turn of the century. The movie version of
The Wizard f Oz was not immediately
successful when it was released in 1939,
the same year as Gone With the Wind, which
found a much larger immediate audience.
The Wizard's popularity had to await
happier years, and annual telecasting that
brings it into every home. Our
familiarity with this narrative therefore
comes more from television than from
movies.
In 1980 Star Wars' sequel TESB was
rivaling the success of the 1977 film.
Was TESB a structural transformation of
any previous work of American culture? I
considered Gore With the Wind and
Casablanca, two popular old films with
stereotyped and memorable characters, but
I found only minor parallels. I soon did
discover the source of TESB's structure in
a previous film —Star Wars itself. In the
case of Star Wars' transformation of The
Wizard, most of the structural contrasts
were simply those that logically followed
from the change from female to male hero.
There were only a few structural
inversions (2 parts bad to 2 parts good,
and goodmother versus badfather lives on).
TESB transforms Star Wars differently, but
also through a series of simple
operations. Rather than the gender
change, there is a partial shift in
perspective from young hero to old
villain, and a series of elements are
converted into their opposites. (Note
that being opposite or inverted is not the
same as a gender change, since a male is
not really the opposite of a female,
though our culture sometimes considers
them as such.) TESB is a negation,
accomplished through a fairly consistent
series of simple structural inversions of
elements of the original. The trilogy
awaits conclusion in the third film, to
be, in dialectical terms, the negation of
the negation, the synthesis of the thesis
(Star Wars) and the antithesis (TESB).
But let us look at TESB. There are
some important general oppositions.
First, in Star Wars Luke was preoccupied
with freeing the mother-figure; here he is
absorbed in relationships with fatherfigures. Second, Darth Vader dominates
the second film much as Luke dominated the
first. Third, Vader becomes more human in
TESB (for example, through a quick shot of
his pink head as his helmet is lowered,
and through his emotional invitation to
his son to join him in ruling the galaxy).
Luke simultaneously becomes less clearly
good as he flirts with the dark side of
the Force (killing Vader's image which
turns out to have his face, and becoming
partially bionic like his father). Note
that Luke is shown upside-down several
times in TESB, symbolically suggesting the
overall turnaround. That inversion (Table
2) is marked from the very beginning, the
opening shot of a tall, spindly dark
imperial robot landing on a cold, wet
planet —the opposite of the Star Wars
opening, in which short, squat, light
rebel robot (R2D2) landed on a hot, dry
planet. Luke is almost immediately hung
up by an ice creature, as if to say at
once that everything here is upside-down.
In Star Wars Luke saw an image of the
mother-figure that propelled him on his
adventures. Here an image of Ben (an
aspect of the father) serves the same
function. In the first film Luke was
gradually joined by a party of companions.
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