C. Jon Delogu

Tocqueville and Democracy in the Internet Age

    III. In the Internet Age

    5. Democracy Watch 2011

    I wrote the first draft of this chapter—a snapshot of democracy in 2011—on December 17, 2011, the first anniversary of the day Mohamed Bouazizi, a twenty-six-year-old Tunisian, set himself on fire in front of a government building in the provincial town of Sidi Bouzid in desperate protest against the mistreatment he reportedly suffered from police for illegally selling fruits and vegetables. [270] Bouazzi would die from his burns eighteen days later on January 4, 2011. His action is credited with sparking the Tunisian “Jasmine Revolution” and more generally the “Arab Spring”—a series of revolutionary uprisings throughout the Middle East that have led to regime change in Tunisia, Egypt, Libya, and Yemen. Other protest movements against authoritarian regimes, notably in Syria, are in progress. Thanks to the Internet, I can “Google” Mr. Bouazizi, read an extensive profile of him on Wikipedia, view footage of the day’s commemoration that was broadcast on France’s TF1 evening news channel, [271] or watch an “infographe” posted on the website of France’s daily newspaper Le Monde by a photo journalist who visited Sidi Bouzid to do a follow-up story one year after Mr. Bouazizi’s immolation. [272] Or click on any of the hundreds of other links my Google search has generated for me.

    On December 25, 2010, Kevin Boyle, an internationally known lawyer, political activist, and “voice for human rights,” died of cancer in England at age sixty-seven. Born in Newry, County Down, one of nine children of a Northern Irish Catholic taxi driver, Kevin Boyle studied, practiced, and taught law for thirty years in Galway, Ireland, and later at the University of Essex in England. He was active in the Northern Ireland civil rights movement and went on to defend vulnerable individuals and groups suffering human rights abuses, notably in Turkey, Russia, and South Africa, in trials that contributed significantly to the development of international human rights law. He first came to international prominence on July 19, 1989, with the launch of the world statement in defense of Salman Rushdie—a declaration signed by many famous writers and academics who united to oppose the death threats and official fatwa against Rushdie issued by Ayatollah Khomeini earlier that year in the wake of the publication of Rushdie’s controversial book The Satanic Verses (1988). [273] On September 11, 2001, Kevin Boyle began a new job as a close collaborator with the UN High Commissioner for Human Rights, Mary Robinson, the former president of Ireland. He also wrote and edited many books, including Article 19 World Report (1988), Introducing Democracy (1995, with David Beetham, discussed above), and Human Rights and Democracy—The Role of the Supreme Constitutional Court of Egypt (edited with Adel Omar Sherif, 1996). I don’t know if Kevin Boyle took note of Mohamed Bouazizi’s act of protest during his own last difficult days. His widow, Joan Boyle, told me she wasn’t sure. It’s a pity in any case that neither man lived long enough to witness the struggle for and against democracy and human rights that ignited in 2011.

    On December 5, 2011, parliamentary elections were held in Russia. These elections were marred by allegations of fraud, and these charges—some of which are backed up by video clips uploaded to websites such as Youtube [274] —triggered protests, notably the large assembly in Moscow on December 10, 2011. [275] Many observers now wonder if Putin’s Russia will also undergo Middle Eastern–style regime change sometime in the near future. [276] On December 17, 2011, Ellen Barry reported that Russian president Dmitri Medvedev would like to see his and Putin’s United Russia Party take the lead in reforming the model of the Russian state, which Medvedev said had “exhausted itself.” But it is uncertain how much power or influence Medvedev will have since Putin took over again as president in 2012. [277]

    On December 15, 2011, the former French president and former mayor of Paris, Jacques Chirac, was convicted of embezzlement and misuse of public funds to finance his political party by having created fictitious municipal jobs during his tenure as mayor. The court ruled that “Jacques Chirac breached the duty of trust that weighs on public officials charged with caring for public funds or property, in contempt of the general interest of Parisians.” [278] He received a two-year suspended sentence. The crimes for which he was convicted date back to the early 1990s, but he had exercised his right to immunity, granted by the French Constitution, during his twelve years as president. From 1995 to 2007 he served two terms, first seven years, then five (due to a term-length change in the Constitution). Two days later, his Wikipedia page had already been updated to take into account this first-ever, “historic” conviction of a French president of the Fifth Republic. On December 16, 2011, Le Monde quoted an excerpt from a text read by the former president’s lawyer on his behalf in which Jacques Chirac comments on the significance of his trial. [279]

    Le principe de responsabilité est au cœur de l’action politique. Je mesure que ce rendez-vous est nécessairement un instant politique. Je crois qu’en permettant de remettre les choses à leur vraie place, [ce procès] peut être bénéfique à notre démocratie. Il donne tort aux démagogues qui soutiennent que, dans notre pays, la justice serait sévère aux faibles et complaisante aux puissants.

    If the concept were explained, would Jacques Chirac—or any French person—accept “accountability” as the most proper translation for “responsabilité” in the above quotation instead of “responsibility”? It all depends perhaps on whether one accepts that the French notion of responsabilité contains, besides the standard notion of “to be in charge,” the future-oriented notion of “to be held accountable” and therefore “possibly subject to punishment for wrongdoing if the official account of what happened as decided upon in court so demonstrates”—the latter notion being much more clearly and distinctly accounted for by the English term accountability, for which there exists no French equivalent. If he would, then a possible translation of Jacques Chirac’s statement could be this:

    The principle of accountability is at the heart of political action. I consider this rendezvous [i.e., this trial] as necessarily a political moment. I believe that by allowing things to be put back in their true place, [this trial] can perhaps be of benefit to our democracy. It proves wrong those demagogues who allege that in our country justice is harsh toward the weak and indulgent toward the powerful.

    The journalist comments in a concluding sentence, “These words sounded right [sonnaient juste] in a trial that had become, suddenly, yes, historic.” This declaration, including the avoidance of the word trial in favor of the euphemistic rendez-vous, can be seen as a modest effort to conserve a certain grandeur, with a small “g,” for the former president who decided in the same spirit of self-denial (i.e., sacrifice of his own self-interest in favor of the broader interest of the health of France, its judicial system, and democracy in general) to not exercise his right to appeal the court’s decision.

    The irony that several observers did not fail to underline in the wake of the court’s decision was that given the more relaxed mœurs of ten or twenty years ago in the area of political corruption, [280] Jacques Chirac might not have been convicted at all had he not exercised his right to immunity back in 1999. Others disagree, pointing to the conviction in 2007 of his associate Alain Juppé (named France’s Foreign Affairs minister in 2011) in the same affair. [281] The Chirac-Juppé affair raises the question of evolving visions of justice and judicial procedure as mœurs in a particular context change over time. And then there are the complications that arise when mœurs are significantly different in one context versus another at a given time—something the former director of the International Monetary Fund, Dominique Strauss-Kahn, learned from scandals surrounding his actions in a hotel in New York in May 2011 and other places in France. [282]

    Different continent, different news. On December 15, 2011, the New York Times featured this headline in the attention-getting upper-left corner of its website: “U.S. Marks End to 9-Year War, Leaving an Uncertain Iraq.” Reporter Tim Arango summed up Thursday’s big story in America with this paragraph:

    After nearly nine years, about 4,500 American fatalities and $1 trillion, America’s war in Iraq is about to end. Officials marked the finish on Thursday with a modest ceremony at the airport days before the last troops take the southern highway to Kuwait, going out as they came in, to conclude the United States’ most ambitious and bloodiest military campaign since Vietnam.

    Meetings to discuss who was responsible (i.e., in charge) and questions about who, if anyone, will be held accountable for this protracted, costly, and inconclusive war are ongoing, though mostly in the media and on some university campuses, not in the streets or the courts. [283] To date, for example, no civilian has been convicted of any crime in relation to the torture scandal at the Abu Ghraib prison in Iraq or in relation to allegations of misconduct and illegal actions at other detention facilities since 2001. Detailed and abundantly footnoted accounts of this scandal and of the Iraq War can be found on Wikipedia and in the writings of New Yorker magazine contributors Seymour Hersh and Jane Mayer. [284]

    Arango summarized the state of Iraq at the moment of the U.S. pullout with these words:

    Iraqis will be left with a country that is not exactly at war, and not exactly at peace. It has improved in many ways since the 2007 troop “surge,” but it is still a shattered country marred by violence and political dysfunction, a land defined on sectarian lines whose future, for better or worse, is now in the hands of its people.

    The question everyone is asking is whether now, without the authority of Saddam Hussein or the authority of the armed forces of the United States, the different groups that compose Iraqi society are willing and able to live together and share power. “We should finally get some answers about the future for democracy in the Arab world now that U.S. troops have left Iraq,” said Middle East specialist Thomas Friedman in his audit-editorial published less than one week after the U.S. pullout on December 20, 2011. [285]

    “A country that is not exactly at war, and not exactly at peace” is also an apt description of Egypt during the weekend of the first anniversary of the Tunisia uprising. On December 17, 2011, the top story in the Middle East for the New York Times was not the first anniversary of Mohamed Bouazizi dousing himself with paint thinner and setting himself on fire, but instead the latest outbreak of violence in Cairo surrounding the controversial parliamentary election process and popular opposition to the military’s choice of Kamal Ganzouri as interim prime minister, an illegitimate choice for many Egyptians due to this politician’s ties to former Egyptian president Hosni Moubarak, who was forced from power on February 11, 2011. [286] David Kirkpatrick summarizes the grotesque absurdity of the situation in his opening sentence.

    Egypt’s military rulers escalated a bloody crackdown on street protesters on Saturday, chasing down and beating unarmed civilians, even while the prime minister was denying in a televised news conference that security forces were using any force.

    One does not need to be on drugs to view the world with “kaleidoscope eyes” these days; indeed, one could say that arranging as best one can an ever-changing selection of breaking news fragments has become the habit of all those who are trying in good faith to keep up with what appears to be an accelerating, decentralized, interconnected and disconnected, multipolar and yet polarized world. But as with drugs, this type of news gathering can induce dizziness, fever, and fatigue; and it’s tempting to respond by either tuning out completely or by delegating the task to one news sifter—the American Family Association, Fox News, MSNBC, the New York Times, Slate, Arts and Letters Daily (a sifter of sifters sponsored by the Chronicle of Higher Education), France 24, Al Jazeera, etc.— or to one set of “friends” whose ideology, values, or take on the world one more or less agrees with and let them tell you what you should think about everything. [287] “It’s the attention economy, stupid”—something Tocqueville noticed early on would be of critical importance to relatively weak, insecure, overworked citizens in democratic times.

    Of course “friends” written with scare quotes has become a standard way to allude to Facebook’s “democratized” social network. [288] Launched in 2004, Facebook has more members today than any other country in the world except India and China—over 800 million as of December 2011. I mention it because the fictionalized movie version of its founding, The Social Network (2010), was released on DVD on January 11, 2011, just three days before the resignation and departure of Tunisian president Ben Ali, and one month before the resignation of Egyptian president Hosni Mubarak. The DVD grossed over $13 million in its first week, and the worldwide total gross for the film is roughly $225 million. [289] With Facebook, the sublime of large numbers is everywhere. Facebook, along with other social networking sites powered by the Internet, cell phones, and multifunction smart phones, is commonly credited with playing a crucial role in the events of the “Arab Spring.” New technologies are also commonly thought to have played an important role in the subsequent “Occupy” movements around the world that sprang up in 2011 in imitation of the occupation of Cairo’s Tahrir Square in the winter and spring of 2011, which resumed with more violence in November and December of 2011 as noted above. [290] Certainly, for now, the violence and stalled reforms of the Arab Spring recall more the crackdown of the 1968 “Prague Spring” than they do the more or less peaceful 1989 “Velvet Revolution” led by Vaclav Havel, who died on December 18, 2011. [291] Velvet is not the texture that comes to mind when one thinks of the political turmoil that raged across the Middle East between December 2010 and December 2011.

    And then there’s the Euro crisis. On December 15, 2011, while others may have been thinking about Jacques Chirac, Iraq, or something else, IMF managing director Christine Lagarde, Dominique Strauss-Kahn’s replacement as of June 2011 and one of only two women (the other being a high-end prostitute) to appear in the documentary film Inside Job (2010), gave a speech at the U.S. State Department in which she warned that the world faced a 1930s-style economic slump if further international cooperation to solve the crisis did not happen soon. [292] Lagarde avoided using the D-word, but others such as Paul Krugman have said, “It’s time to start calling the current situation what it is: a depression.” [293] What’s more, some Europeans, many Catholic-influenced Italians, for example, seemed oddly accepting of the harsh austerity medicine that will soon take effect in the form of higher taxes and lower government services and pensions. [294] Atonement for sins widely shared was the way it has been presented by the post-Berlusconi government of Mario Monti in December 2011, even though many (notably in the “Indignant” and “Occupy” protests) reject this blame-the-public narrative and claim instead that the crisis is a top-down disaster that resulted from wrongheaded policies forcibly imposed by ideologically blinded elites; e.g., the “Bush tax cuts” for the wealthy, the war of choice in Iraq, financial deregulation, and the creation of a common currency, the Euro, without common mores, rules, or principles, such as accountability, to cushion the shocks inherent in capitalism and insure member-countries’ long-term probity and credit-worthiness. [295] Viewed from Zuccotti Park or Tahrir Square, it almost looks as though the Euro crisis exists to neutralize the Arab Spring and other grassroots movements in rich or poor countries—pushing them off the front pages, out of sight, out of mind—and that if it didn’t exist, it would have had to be invented. Is there any truth to that conspiracy theory?

    If we have a moral obligation to be intelligent, we have to ask what all these events mean and how they are related, besides being nearly simultaneous. Many have compared 2011 to 1848, a year Tocqueville knew well, and for that and many other reasons it might be worth looking to the “elegant Norman” for some help. [296]

    6. Democracy and the New Dignity

    One way of trying to make sense of the events discussed in the preceding chapter is to interpret them in light of Tocqueville’s study of democracy, especially his compare and contrast analysis of the mores of aristocratic and democratic times. So what do those events have to do with Tocqueville and democracy? Directly it would seem not a lot. There have been only scant references to Tocqueville in discussions of the Arab Spring, the Occupy movements, and other “revolutionary” events of 2011. This is a pity, since the escalation of protest in Tunisia, Egypt, and Zuccotti Park receives at least a partial explanation if one remembers the “Tocqueville effect,” or “Tocqueville Paradox” as Jon Elster calls it (162–169)—also known as “the theory of rising expectations.” Simply stated, it’s the idea that one becomes both more desirous for something—e.g., equality, freedom, dignity—as one gets small first doses of it, and less tolerant of doing without it. Although he had sketched this idea in Democracy in America (DA II, 2, 3), the more memorable formulation comes in Book Three, Chapter Four, of The Old Regime and the Revolution (Elster, 164).

    It is not always going from bad to worse that leads to revolution. What happens most often is that a people that put up with the most oppressive laws without complaint, as if they did not feel them, rejects those laws violently when the pressure is alleviated. The regime that a revolution destroys is almost always better than the one that immediately preceded it, and experience teaches that the most dangerous time for a bad government is usually when it begins to reform. [297]

    In 2011 the Internet was abuzz with self-congratulations about the more level playing field (or battlefield) offered by the savvy use of social media sites, laptops, and cell phones that allegedly permitted more efficient organization, mobilization, and execution of protests. Only a few commentators of the Arab Spring made the observation that these protests may have been triggered in part by marginally better living conditions and moderately higher equality that large numbers of both populations had experienced under the Ben Ali and Mubarak regimes. [298] The relatively more favorable economic conditions and more liberal political situation in comparison with the greater misery within recent memory, combined with the yawning chasm between those still generally paltry living conditions and the opulence of ruling elites in the Arab world, makes the situation rather similar to what Tocqueville describes in the France of Louis XIV to Louis XVI, or, we might add, to Honnecker’s German Democratic Republic and the whole Soviet Bloc at the dawn of the Internet age around 1988. But except for the occasional Tocqueville sauce epigraph (most often without a precise reference), his sociological observations have so far not been enlisted to help understand the Arab Spring or Occupy movements, whether to expand or suppress them. [299] Clearly scholarly voices like Boyle, Elster, Heimonet, and Wolin have not gotten through. If only Gene Sharp had told his many followers to download Tocqueville!

    As for “democracy,” which has had an image problem going back over two thousand years, not just two hundred, there have been many references to it, but it has taken a backseat to other more pressing concerns—jobs and dignity especially. This is partly understandable, especially in the Middle East that has no large-scale economic activities to support a middle class besides the oil industry and tourism. [300] It should be clear by now that democracy is viewed with ambivalence by many leaders and ordinary citizens—and not just in the Middle East. Republicans—in the U.S., France, and elsewhere—generally favor oligarchy and plutocracy and actively oppose most attempts to introduce more horizontally organized institutions and practices that would welcome and value the presence and input of ordinary people in any decision-making process or collective action. Others, though professing democratic sympathies, often prefer managed, white collar, paternalistic democracy (“Brussels knows best”) and have hardly any more respect or patience for ordinary contributions than do their Republican counterparts. Both highly credentialed groups generally mock the idea of the “wisdom of crowds” and deride the political involvement of ordinary people as “populism,” “mob rule,” or “socialism,” “fascism,” or “communism”—depending on who’s listening. [301]

    Many people who have never known anything but power pyramids with rigidly hierarchical and static economic and political institutions may be deeply skeptical of democracy as well. Theirs is a radical doubt that doesn’t question democracy comparatively—Democracy brand x versus Alternative regime y—on, say, criteria of sustainability, productivity, or other short- and long-term costs and benefits. Instead of arguing, they fundamentally doubt popular sovereignty from the get-go. They no more believe in democracy than they believe in Santa Claus. “Seven billion people governing themselves? Not in a million years!” Others may be honestly undecided about democracy but firmly believe that it’s not a priority at the moment, and therefore they push it down lower on their “To Do” list somewhere between “Solve global warming” and “Floss teeth.” Or else democracy seems to them like an unreliable, superfluous luxury. [302] Or too wasteful and slow given the enormity and urgency of present-day global emergencies. [303] The excuses, always called reasons, are endless. For them, democracy can and must wait. A dream deferred.

    All of these views that set democracy aside—whether motivated by cynical power grabs, argued skepticism, paralyzing ambivalence, or total incomprehension and unfamiliarity—are flawed, and yet somewhat understandable in certain circumstances. Again, look at the Middle East. The twenty-three-year-old national motto used throughout the reign of Ben Ali, “Liberté, Ordre, Justice,” was replaced not by “Liberté, Égalité, Démocratie” but by “Travail, Liberté, Dignité Nationale” (Work, Liberty, National Dignity). Liberty is retained in the new motto, but it moves to second place, after Work, and functions as the bridge linking Work and National Dignity. The contrast with the former motto of Ben Ali’s dictatorship, which had unsurprisingly placed Order in the central position, is stark. But this new motto with its insistence on the concrete primacy of Work before Freedom and Dignity is also strikingly different from the more abstract French revolutionary motto (Liberté, Égalité, Fraternité) and from the similarly vague conclusion to the American Pledge of Allegiance with its affirmation of “Liberty and Justice for all.” Despite their vagueness, however, the words fraternity and all in these two slogans evoke the sort of social glue that is supposed to unite people in those societies, namely brotherly love and shared freedoms and fairness. Those who put forward the new Tunisian motto—a fundamental exercise in rebranding, let it be said—clearly wanted to go for something more directly graspable. The primacy of assuring one’s basic material needs—food, shelter, clothing, health, and education—through “decent work” [304] is understandably uppermost in the minds of millions of poor, unemployed, undernourished, undereducated Tunisians, Egyptians, and “Occupy” protesters throughout the world. Alongside the material benefit of allowing one to secure the basic needs for survival, meaningful work is the cornerstone of the basic spiritual need for dignity, something that Tocqueville and other inheritors of humanist and Enlightenment values came to consider natural to the human species (DA I, 2, 5, 292).

    But why “National dignity”? Excess nationalist fervor in the twentieth century in particular has led many to be immediately leery of nationalism and patriotism in all their forms. And Tocqueville had already pointed out that patriotism based on the mere accident of one’s birth or upbringing in a particular location—“Proud to be a Mainer”—is strained and phony if it’s not undergirded by freely contracted collaborative projects between the state and the citizen in which general public interests (clean air, good roads, quality schools) overlap with particular private ones (my health, my commute, my mind)—the famous “win-win” incentive. Time will tell if there are dark shadows behind Tunisia’s choice, but the third element in its new motto may simply be articulating—perhaps imperfectly—another basic spiritual need, which is to belong and to feel a part of the group project of a team, band, party, or cooperative. What’s true for signs is true for people as well. No one is totally self-reliant. We don’t establish or retain worth (dignity comes from the Latin dignus = worthy) entirely on our own, but through the recognition, the acknowledgment, the respect or love of others, usually close collaborators, whether in running a business, a family, a city, or a nation. [305] Acquiring, maintaining, building, or restoring dignity, like all value creation, happens in society (including online), and it matters little whether my dignity is inscribed within the social context of a city, town, family, tribe, school, church, state, nation, or website. Judt got it right when he essentially repeated Adam Ferguson’s affirmation about the primacy of groups (Civil Society, 10) by recalling that “what is truly distinctive about modern life is not the unattached individual. It is society” (Ill, 215). There must be others to ignite the “communal spirit” between citizens who are equal in their “inalienable” human rights, to which lately has been added the right to dignity. [306] It’s understandable, therefore, that Dignité, not Démocratie, was nominated in December 2011 by the French journalist Didier Pourquery as the word of the year.


    The importance of dignity in 2011 had in fact already been declared fundamental back in late January in an eloquent and compassionate editorial by New York Times columnist David Brooks, who rather uncharacteristically channeled his inner Martin Luther King, Jr. or Malcolm X to comment on “the power of the bottom-up quest for dignity” sweeping through the Arab world:

    I wonder if sometime around 50 years ago a great mental tide began to sweep across the world. Before the tide, people saw themselves in certain fixed places in the social order. They accepted opinions from trusted authorities.

    As the tide swept through, they began to see themselves differently. They felt they should express their own views, and these views deserved respect. They mentally bumped themselves up to first class and had a different set of expectations of how they should be treated. Treatment that had once seemed normal now felt like an insult. They began to march for responsive government and democracy….

    Protesters invariably say that their government has insulted their dignity by ignoring their views. They have a certain template of what a “normal” country looks like—with democracy and openness—and they feel humiliated that their nation doesn’t measure up. [307]

    Brooks’s main claim is that dignity has gained more dignity in the post-1945 and certainly the post-1989 era, even though it’s unclear from his account how “the quest for dignity” could produce “a remarkable democratic wave” given what he calls the “freedom recession” with “more governments retreating from democracy than advancing toward it.” Nevertheless, Brooks vividly captures this universal quest for dignity (and maybe for democracy) with the novel image that people “mentally bumped themselves up to first class.” [308] There have been a lot of man-made events in the last twenty years that would tend to support what Brooks says, though they are obscured in his retelling behind fanciful images and water metaphors like “wave” and “tide.” It is also worth noting Brooks’s warning, à la Gene Sharp, that “while the public hunger for dignity is unabated, the road from authoritarianism to democracy is rocky and perilous.” The rocky road image is hardly original, but the point being made is hard to disagree with: democracy is definitely not built in a day, a year, or even a decade—nor can it survive without regular exercise and experimentation. The piece also takes a few jabs at the absurdity and fudging of the “tardy” response to the Egyptian revolution by President Obama and his foreign affairs team (which in the Libyan conflict the White House would spin as “leading from behind”), but it recovers its dignity at the end with a concluding recommendation: “If you start with a healthy respect for the quest for dignity, if you see autocracies as fragile and democratic revolts as opportunities, then you’ll find it much easier to anticipate events.” Tocqueville could not have put it better.

    But the similarity between Brooks and Tocqueville does not end there. Nine months later, in an editorial on the Occupy Wall Street movement (“The Milquetoast Radicals,” October 10, 2011), Brooks roundly dismisses the demands expressed by some of his fellow Americans for more dignity and fairness and less arrogance and inequality. He shows little sympathy or respect for their quest for dignity, little ability to see the now famous “1%” as a powerful but fragile autocracy propped up by willing lawmakers who rewrote the U.S. tax code and pushed through deregulation of the banking industry to allow them to become much richer much faster than anyone else. [309] Nor does he seem to see the Occupy Wall Street movement as a legitimate revolt designed to combat the attack on dignity that is aggravated by the increasingly extreme inequality that has gripped America over the past forty years. [310] Brooks concludes that piece with an unproven claim and a zinger: “It’s not about declaring war on some nefarious elite. It’s about changing behavior from top to bottom. Let’s occupy ourselves.” Such “gotcha!” moments have become common in the Internet age which is also the age of snark. [311]

    In the middle of the piece Brooks writes, “If there is a core theme to the Occupy Wall Street movement, it is that the virtuous 99 percent of society is being cheated by the richest and greediest 1 percent.” This is a spurious claim. To my knowledge, OWS protestors never claimed that the rich are all “nefarious” and “greedy,” only that they could afford to pay more in taxes and that extreme inequality is wrong because unfair, and wrongheaded because economically counterproductive. [312] Nor do I think the OWS crowd thought of themselves as necessarily virtuous—whatever that means—but that they were decent, hardworking Americans who were getting screwed by an entirely legal but immoral economic, political, and judicial system—a view not very different from Tocqueville’s assessment of the way blacks, Indians, and women were being legally mistreated in the 1830s. In any case, this piece and its tart conclusion are more in keeping with Brooks’s usual “moderate Republican” stance. The quip “Let’s occupy ourselves” is saying “You, Buster, would be better off studying to get into a good college, landing a character-building summer job, getting some marketable skills… And stop complaining!” [313] Incidentally, this is also the message that Barack Obama heard as a boy in Indonesia from his mother, Stanley Ann Dunham (Dreams from My Father, Chapter Two).

    Of course the classic “bootstrap” argument and “blame the victim” tactics of both American conservatives and France’s “meritocracy” apologists on both the Left and the Right are hardly new, but they are less persuasive today when unemployment among college graduates in Europe and North America is higher than ever, the purchasing power of most salaried workers of all ages has stagnated for years, American student debt is through the roof, and median American household assets have fallen by 40%. [314] Thus it was child’s play for Paul Krugman to nail Brooks, whom he refers to via an anonymous plural “pundits,” in a follow-up editorial on November 3, 2011, “Oligarchy, American Style.” The irony is that Krugman’s conclusion to this piece could have been written by Brooks himself so long as he were writing about faraway Egyptians, sheiks, and emirs.

    But why does this growing concentration of income and wealth in a few hands matter? Part of the answer is that rising inequality has meant a nation in which most families don’t share fully in economic growth. Another part of the answer is that once you realize just how much richer the rich have become, the argument that higher taxes on high incomes should be part of any long-run budget deal becomes a lot more compelling. [315]

    The larger answer, however, is that extreme concentration of income is incompatible with real democracy. Can anyone seriously deny that our political system is being warped by the influence of big money and that the warping is getting worse as the wealth of a few grows ever larger?

    Some pundits are still trying to dismiss concerns about rising inequality as somehow foolish. But the truth is that the whole nature of our society is at stake.

    The point I want to make is that Krugman’s correction of Brooks’s blindness to the merits of the Occupy Wall Street movement—merits that more and more people can see for themselves without being a Nobel Laureate in economics [316] —has other historic parallels. It’s sometimes said that Tocqueville had an easier time praising democracy when it was happening in far-off America, but when it risked coming in all its unwashed hurly-burly ways to his own backyard in 1848 he was less enthusiastic. Especially if it took the form of socialism, which for Tocqueville was not true democracy, but merely inverted aristocracy. In Tocqueville’s eyes, socialism would be a nightmarish Mardi Gras of role reversal between masters and servants extended to all seven days of the week, 365 days a year. For Tocqueville, socialists like Louis Blanqui or Pierre-Joseph Proudon were not community organizing democrats but self-righteous extremists prone to arrogant feelings of superiority and divisive moralizing. The socialist seemed to share the smug certitude of the aristocrat and a similar willingness to take and use other people’s money, but in a grotesque, farcical, impromptu way that underscored its arbitrariness and questionable legitimacy. Right or wrong about the intentions and motives of socialists (Taking or making? Predators or producers?), Tocqueville’s aversion to the specter of socialism and to the revolutionary lyricism of a Lamartine dampened French interest in Tocqueville for over a century. During that time the charge of bad faith and hypocrisy was leveled at the “elegant Norman” for his opposition to Paris workers’ demands in the “June days” of 1848 and his acquiescence to an alliance among the various wealthier classes to which he belonged that would allow Louis Napoleon to gain power and squash the quest for work, liberty, and dignity of wage laborers. In June 1848, an estimated 6,500 revolutionaries were killed or executed; another 11,000 were jailed or sent to Algeria. [317]

    Reduced to its simplest terms, Tocqueville (or his ghost at least) paid a high price—a century of the silent treatment by most of his countrymen, not just “Marxists”—for seeming to praise democracy in America from his study but impede its advance in France during his ten years as a politician. For the Right (including most of his family members), Tocqueville was faulted for being too sympathetic to the demos; for the Left, he was never sympathetic enough, especially in hard times. Others, though more admiring of him in general, have difficulty reconciling Tocqueville’s many insights about regimes that are quite far from his own in space or time (nineteenth-century America, seventeenth- and eighteenth-century France) with what seems to be a lack of feeling and vision in the local circumstances in which he wielded some political influence during the 1840s. However, given the forgetfulness and spontaneous generosity of many people living in later democratic times, David Brooks is unlikely to suffer the same fate; and some may even remember the January “Quest for Dignity” column where the better angels of his nature were singing and pardon his reactionary October column against OWS.

    As for Tocqueville, I dare say most Americans paid little attention to his hypocrisy (if that’s the right word) in 1848, or in 1893 when the somewhat self-incriminating testimony of the Souvenirs was published, and so they experienced little cause for resentment that would lead them to resist reading Tocqueville. However, as Paul de Man pointed out in the area of literary criticism, a double-stranded rhetoric of “blindness and insight” can weave its way into a variety of contexts, sometimes quite unexpectedly. It could be that Tocqueville’s limitations as a politician made him realize finally that Democracy in America could not be read as a straightforward how-to manual (a sort of Democracy for Dummies), even though he may have fooled himself for awhile into believing it could. Those lost illusions may have then allowed him to see beyond the limited, static accounts of the Old Regime and the Revolution that his own study of those times—so strikingly sensitive to the unique and evolving conditions constituted by multiple variables—would surpass. The blindness, then, would have been a sort of midwife of the insight.

    In the American context, it is generally acknowledged now that a contradiction between generosity abroad and harsh behavior at home has taken place several times in the country’s history. Aside from the glaring nineteenth-century example of the practice of slavery in a country that proclaimed all men are created equal, there is the early-twentieth-century example of wishing “to make the world safe for democracy” during World War I while denying basic rights to American employees who were trapped within the harsh, undemocratic world of the companies for which they worked—in effect autocratic states within the supposedly democratic United States. The grotesque injustice of this contradiction spurred on the Progressive Era and New Deal that resulted in laws that would push back against industry’s efforts to flout the more democratic mores that were becoming the new normal outside the factory gates.

    More recently, the progressive era known as “the Sixties” took advantage of the Cold War strategy “to contain Soviet aggression” to ask when America’s elected officials and judges were going to step in to contain white America’s aggression toward African Americans, male American aggression toward women, or straight America’s aggression toward the nonstraight. These and other civil rights movements, for greater religious tolerance, for example, included demands for equal dignity and all that goes with it, even if freedom and equality were the dominant watchwords then and not dignity

    More recently still, after 9/11 (and then two wars and a banking disaster, massive recession, double-digit unemployment, worsening statistics on poverty and inequality, and the somewhat disappointing performance of the much vaunted first African American president), Americans seem finally to be getting past “Why do they hate us?” and coming around to consider the idea that maybe there is something wrong with what happens on Wall Street—which is of course not an excuse to try and blow it up as was attempted in 1920, 1993, and 2001. But this newfound insight, sharpened by attention-getting facts (inequality in America is comparable to what it is in Argentina and worse than in Tunisia and Egypt [318] ) and slogans (“We are the ninety-nine percent”), has led many to decide that Wall Street does need to be "occupied" by people with values different from the aggressively predatory and unegalitarian culture subscribed to by the majority of the deciders who have worked in New York’s financial district for the past forty years. [319]

    In December 2010, Mohamed Bouazizi said in effect, “You have robbed me of my freedom, my dignity, my right to work; you have crushed me like a ball of paper. Alright, if I am a ball of paper, then I will light myself on fire.” It was a radical strategy for reclaiming his dignity from his own ashes, a gambit that cost him his life but turned him into a national hero and international symbol. There were several copycat immolations in the days and weeks that followed Bouazizi’s dignity-seeking act of indignation. None of the OWS protestors has gone that far, but they too are trying to reclaim their dignity from the ashes of their dreams that have been incinerated by unemployment, mounting debt, lost savings, lost homes, and what they consider to be mostly deaf media and undignified, derelict politicians and judges. Some are claiming, others just hoping, that 2011 marks the beginning of a new Progressive Era to push back against the abuses and excesses of the past forty years and renew a commitment to protect the universal human right to dignity. [320]


    There are only five references to dignity in the nine hundred pages of Democracy in America. Democracy’s emergence out of expanded equality of social conditions is Tocqueville’s main topic, not dignity. Nevertheless, these five references are worth noting since the necessity of conserving “the natural dignity of the human species” would seem to be a central concern for him, even if it does not receive lengthy explicit development. Dignity and justice are part of the new grandeur of a democratic regime. These two values compensate for the diminution of old-style grandeur that is the inevitable consequence of turning away from the paradigm of the hierarchically organized aristocratic regime.

    The reference to dignity cited above comes at the end of a paragraph from DA I, 2, 5, where Tocqueville pauses in his discussion of “public officials under the control of American democracy” to express his indignation at the unfeeling arrogance of French magistrates as compared to the “natural style in the government of democracy,” which he prefers.

    When I see magistrates in France treating the parties before them rudely or derisively, shrugging their shoulders at the strategy of the defense, or smiling smugly as an indictment is read, I wish that someone would strip off their robes to see whether dressing as ordinary citizens dress might remind these judges of the natural dignity of the human race. [321]

    This is the second occurrence of dignité, which comes after a first use of the term in relation to the early Indians whose imperturbable aristocratic-like independence and dignity Tocqueville admires. [322] He points out that this is a consequence of a high degree of equality among them, a fact that contrasts with the inequality and hierarchy in civilized countries.

    If the common people of civilized countries are coarse, it is not only because they are ignorant and poor but also because, in that condition, they find themselves in daily contact with enlightened and wealthy men.

    The daily contrast between their own misfortune and weakness and the prosperity and power of a few of their fellow human beings stirs anger in their hearts at the same time as fear. Their sense of inferiority and dependence vexes and humiliates them. This internal state of the soul is reflected in their mores as well as their language. They are at once insolent and base.

    The truth of this is easily proved by observation. The people are coarser in aristocratic countries than anywhere else, and coarser in opulent cities than in the countryside.

    Wherever men of such great wealth and power are found, the weak and poor are all but overwhelmed by their baseness. Seeing no way to restore equality, they despair utterly for themselves and allow themselves to sink below the threshold of human dignity.

    This unfortunate effect of contrasting conditions is not a factor in the life of the savage. The Indians, though all ignorant and poor, are also all equal and free.

    When the first Europeans arrived, the natives of North America (…) were governed by a habitual reserve and a kind of aristocratic politeness. (DA I, 1, 1, 81–82, G27)

    The key claim in this passage is that loss of dignity, which manifests itself as coarseness (grossièreté), results from unequal conditions and despair at “seeing no way to restore equality.” The portrait of the “common people” Tocqueville gives here is complex, comprising both indignant anger toward others and self-doubt about one’s own worth—and it rings true with the testimonies one hears from oppressed groups and victims in many contexts where dignity is violated or denied in both material and immaterial ways. [323]

    A third reference to dignity occurs in the important tenth chapter of Volume Two, Part One, “Why Americans Devote Themselves More to the Practical Applications of Science than to the Theory.” Here Tocqueville conducts one of his masterful compare and contrast analyses of the strengths, weaknesses, and trade-offs of democracy and aristocracy. If in democratic times dignity is more widely felt, “in aristocratic times, vast ideas of the dignity, power, and grandeur of man are widely entertained”—among the aristocrats themselves, it must be stressed, since in their eyes they are the only true men.

    In aristocratic societies, the class that shapes opinion and takes the lead in public affairs enjoys a permanent and hereditary place above the multitude and naturally forms a high idea of itself and of man in consequence. (DA II, I, 10, 56–57, G525)

    From the perspective of the aristocrat, to be less than the best—less than an aristoi—is to be less than a man. [324] Nevertheless, if dignity in democratic times is more widely experienced, and the “family of man” therefore a less exclusive club, it is often acquired with difficulty, and its maintenance in a world of change, insecurity, and middling talents and energies is a constant struggle—whereas for the superior-feeling aristocrat, it comes with the territory so to speak, and remaining dignified is hardly more difficult than breathing.

    The fourth reference to dignity comes in a later chapter on manners where Tocqueville takes pains to show that American manners may not look dignified from an aristocratic perspective, but they have their own sort of homespun, middling dignity that is basically decent despite possible flashes of haughtiness, vulgarity, and unsteadiness due to the democrat’s lack of poise and destabilizing self-doubt about his worth and worthiness.

    In democratic countries, grand manners are rare because private life is usually quite petty. Manners are often vulgar, because thought seldom has occasion to rise above a preoccupation with domestic interests.

    Genuine dignity of manners consists in always appearing to be in one’s place, neither higher nor lower. The peasant can manage this as well as the prince. In democracies, everyone’s place is in doubt. Hence manners there are often haughty but seldom dignified [in the aristocratic sense]. What is more, they are never well disciplined or instructed. (…)

    Still, this is much more evident immediately after the fall of the aristocracy, than it is later on. (…)

    In democracies, manners are never as refined as they are among aristocratic peoples, but neither are they ever as crude. You hear neither the swearing of the rabble nor the noble and choice expressions of the high nobility. There is often vulgarity in mores but not brutality or baseness. (DA II, 3, 14, 269, 271, G711, G713)

    This is a good example of Tocqueville’s core belief that expanding equality of social conditions lowers the high and raises the low and expands the moderate middle. Cast negatively, i.e., from the aristocratic point of view, this evolution lacks dignity in the sense of grandeur, but viewed democratically, it gains dignity in the sense of decency—a key democratic term of praise. The middle might be less grand or even mediocre, but it is not base and thus conserves a decent amount of dignity.

    Tocqueville comes out squarely in favor of this new democratic dignity as decency in the second to last chapter of the whole book, where the best way of defending dignity and independence, he asserts, is by proclaiming oneself to be a friend of equality and actually behaving like one. This recommendation comes at the end of an important paragraph that begins with one of Tocqueville’s firmest declarations that looking backward at supreme dignity, grandeur, and absolute power as they existed in aristocratic times is vain and futile. As a reminder to despots still holding on to exclusive power today, as well as to their allies and sympathizers, it is worth citing the whole paragraph and the short ones that frame it.

    I believe that it is easier to establish an absolute and despotic government in a nation where conditions are equal than in any other, and I believe that if such a government were established in such a nation, it would not only oppress men in general but in the long run would rob each one of them of several of the principal attributes of humanity.

    Despotism therefore seems to me particularly to be feared in democratic ages.

    I would have loved liberty in all times, I think, but at the present time I am inclined to worship it.

    I am convinced, moreover, that anyone who attempts to base liberty on privilege and aristocracy in the age we are now embarking on will fail. Anyone who attempts to amass and hold authority within a single class will fail. No sovereign today is clever enough or strong enough to establish despotism by restoring permanent distinctions among his subjects. Nor is any lawmaker wise or powerful enough to maintain free institutions if he does not take equality for his first principle and creed. Those of our contemporaries who seek to create or secure the independence and dignity of their fellow men must therefore show themselves to be friends of equality, and the only honest way to show themselves so is to be so: the success of their sacred enterprise depends on it.

    Thus the goal is not to reconstruct an aristocratic society but to bring forth liberty from the midst of the democratic society in which God has decreed we must live.

    These two fundamental truths are to my mind simple, clear, and fruitful, and they naturally lead me to consider what kind of free government can be established in a nation in which conditions are equal. (DA II, 4, 7, 389–390, G822)

    This passage, which includes the fifth and final reference to dignity, serves to clarify once more several of Tocqueville’s key positions. First, it should be noted that he does not advocate a retreat from equality as a way to prevent or reduce the likelihood of despotism. Absolute despotism is more likely under conditions of equality, it’s true, but that eventuality should be combated in other ways than by reverting to unegalitarian policies and principles. Second, it is still rather odd that Tocqueville again explains the state of equality as God’s decree (or “providential” as he wrote in the Introduction) since throughout the two volumes he has been alluding to specific geohistoric conditions, man-made customs and habits, and policy decisions (e.g., the elimination of entail) that each incrementally expanded the equality of social conditions among Americans and many Europeans and reinforced egalitarian thinking. Moreover, it’s presumably because equality can recede—God’s decree disobeyed, justice swept aside—that we need to be “friends of equality,” i.e., supporting it as sense and sensibility dictate, and presumably combating any return to extreme inequality.

    Therefore, because equality of social conditions may be reversed (1830s appearances and a seven-hundred-year-old trend notwithstanding), it is worth befriending and defending equality on the grounds of what a more or less egalitarian society makes possible—the “real advantages” of democracy (DA I, 2, 6) that are summarized here as “to create or secure the independence and dignity of their fellow men” (and presumably, one day, of women and minorities). In short, independence and dignity, for which equality is a necessary condition, are what Tocqueville is proposing as checks against the establishment of “an absolute and despotic government,” which, alas, equality also makes it easier to establish.

    But it should also be stressed again that the liberty and dignity that Tocqueville speaks of here are not the same species that would exist in aristocratic regimes. Democratic dignity is more a modicum of decency than high refinement; democratic liberty is more law-abiding entrepreneurship and collaborative experimentation than infinite romantic genius, revolutionary individual virtuosity, or unadorned lawlessness. More Ford, less Faust; more Amundsen than Scott, more Emerson than Thoreau, more Whig than wigged out. One may be left free to break the law, but knowing one may be held accountable. [325] Tocqueville summarizes his defense of the moderate middle two paragraphs later.

    Hence there is no reason to expect that the sphere of individual independence will ever be as large in democratic countries as in aristocratic ones. But that is not something to wish for, because in aristocratic nations society is often sacrificed to the individual and the prosperity of the majority to the grandeur of the few. (G823)

    In other words, Tocqueville would perfectly understand and perhaps even share in Thoreau’s disdain for the achievement of the Egyptian pyramids, which are a monument to the absolute domination of the Few over the Many. [326] (Walden, Chapter One).

    However, as we shall see in the next chapter, Tocqueville also recognized the salutary effects of tolerating and even encouraging the “sphere of individual independence,” “freedom of the intellect” (DA II, 1, 2, 19, G493), and the conservation or restoration of all those tendencies that are not native, so to speak, to a particular regime. In the case of a democracy—a predominantly risk-averse regime of savers, not saviors—these would include the promotion of the arts, the public display of fine art, and the study of Latin and Greek and the other non–vocationally oriented disciplines known as the “humanities.” But equally important would be the open-ended tolerance in everyday life, enforced by the U.S. Bill of Rights, for example, for indocility, eccentricity, principled civil disobedience, and above all free speech and association. Other “aristocratic” checks on the possible despotism that an egalitarian (and therefore conservative- and conformist-leaning) democratic government might engender include a nosy, indocile free press and free or low-cost institutions: voting, jury duty, libraries, schools, museums, parks, the post office, and today Internet access. Other aristocratic touches he favored, all of which act as “auxiliary precautions” (Federalist #51) to ward off the bad governance, corruption, and possible tyranny of the majority, include an independent judiciary, a bicameral legislature with longer terms in office for one of the two chambers, decent wages and working conditions for government employees, and the veto power of the president. In general, Tocqueville admired the encroachment-preventing apportionment of qualified independence and general dignity among the three branches of the American federal government and between the states and the national government. This can be seen from his sympathetic borrowings from both The Federalist Papers and from the writings of Jefferson that are closer to the “Spirit of ’76”—notably his quip about the despotism of a crowd being no less distasteful than the despotism of a single person. [327]

    The crucial point of the Tocqueville passage cited above (the opening to the second to last chapter of Democracy in America, where, after nine hundred pages, the author has a last shot to achieve clarity and closure) is that independence and dignity are two of “the principal attributes of humanity.” And if humanity is to be defined as all men and women (the demos, and not confined to the grand few, the aristoi), then creating and securing those principles is more likely in times of equality. But it is also at great risk in those same times, and therefore care must be taken to encourage the “manly and legitimate passion for equality” and check the undignified, humiliating, or as he says “depraved taste for equality, which impels the weak to want to bring the strong down to their level, and which reduces men to preferring equality in servitude to inequality in freedom” (DA I, 1, 3, 115, G60). If that could be achieved, then the liberty and dignity of a democratic regime could—at least now and then, fugitively to borrow Wolin’s term—be as grand as or greater than that of an aristocratic or republican regime. It’s worth repeating that for Tocqueville democracy was not just a form of government; it was a way of life that resulted in a new man. Whether this new man (and woman) is absolutely better is probably undecidable since there would not seem to be any sufficiently external perspective from which to weigh and compare the mores of the inhabitants within different regimes. Therefore, without caving in completely to “cultural relativism” and “anything goes,” we can say that the merits and demerits of more or less inclusiveness (or exclusion) within more or less horizontally (or vertically) organized institutions and regimes may be something that well-informed, reasonable individuals and peoples ought to debate and may on various points politely disagree about.

    7. What Would Tocqueville Do? Some Policy Recommendations for Democrats and Dictators

    But can we be sure that the new dignity is a sign of democracy’s triumph in the post–Cold War Internet age? What if this new dignity were not a sign of democracy’s victory but of its defeat? It should be remembered, for example, that many people view the affirmative action and multiculturalism drives of the 1970s and ’80s not as new social strengths that have their origins in the liberation movements of the sixties, but as admissions of failure (to integrate and involve others around defining and advancing common goals)—failures that display themselves in the tactical maneuvering of “identity politics,” special pleading for “diversity,” quotas, and the like. [328] A similar discrepancy between appearances and realities, theory and practical outcomes, is noted by the critics of organized labor who attack the successes of labor unions by pointing to cases of abuse or by making unproven blanket statements such as unions are bad for business, make the labor market too rigid, tie the hands of management, etc.—oddly forgetting that pushing back against the overly free hand of management was the whole purpose of unions to begin with, just as affirmative action and multiculturalism were generally considered to be necessary steps to break the undemocratic white male lock on economic opportunity and political power that existed in twentieth-century America until the 1970s, even if each in time generated its own set of problems (e.g., reverse discrimination and sectarianism).

    So what about dignity? Might all the high-minded dignity talk of the last twenty years actually be a symptom of today’s phony, cynical democracy-lite as described by Wolin? In other words, is dignity talk a bone thrown to the Many in consolation for the hijacking of public debate and political rights by the Few, and for the big merger between today’s politicians and wealthy corporations that took place largely without people’s consent or knowledge? Is it a sideshow to conceal democracy’s decline? Is dignity talk another case of charity substituting for justice? Or is it justice trying to emerge as best it can in the face of widespread opposition? Just as Jesse Jackson’s poignant “I am somebody” dignity campaign in the early 1970s expressed more a future wish for a “rainbow coalition” than a present reality, [329] it’s worth noting that forty years later some people view the “first African American president” as a good house nigger with whom they can do business, but a nigger all the same. [330] More generally, there is certainly ample evidence in the daily news (hazing, sexual assault, domestic violence, illegal and immoral predatory behavior of all kinds, escalating unemployment, poverty, homelessness, and hopelessness) that would suggest the new dignity and the human rights agenda articulated in the Universal Declaration of Human Rights in 1948 remains a dream that has not yet been fulfilled. [331] A beautiful dream, perhaps, but not the daily reality of most people, who, on the contrary, are stuck in a “freedom recession.”

    If democracy is the form of government best equipped to fulfill the promises contained in the Universal Declaration of Human Rights—the most translated document in the world according to the Guinness Book of Records—there remains the challenge of how to “install” that operating system in places where it has hardly ever existed, and the even greater challenge of how to defend it in places where it is under direct attack and shore it up in places where it is suffering daily indirect attacks on its advisability, affordability, or sustainability in today’s world. [332] Tocqueville can be of help in this struggle for democracy and dignity. And of course his words can also be of use to dictators and democracy skeptics who need only to read his recommendations and design ways to undermine their implementation—the most effective strategy being simply to do nothing, since as Tocqueville has demonstrated, left to its own designs without “auxiliary precautions,” democracy quickly runs itself into the ground all on its own without the intervention of outside “evildoers.”

    American democracy circa 1830 took two generations to build. It followed several generations of local, in-house trial and error experiments in community organizing that had been going on since 1607. A shaky version 1.0 came online slowly between 1776 and 1781, and then a version 2.0 went public in 1788 with a succession of patches and add-ons over the next fifty years. But on its present destructive course, American democracy’s death will likely coincide with the extinction of the last baby boomers sometime around 2040, i.e., the bicentenary year of Volume Two of Democracy in America.


    Those who would like to avoid the irony of having some lines from Tocqueville read out at democracy’s funeral will want to pay attention to his list of recommended attitudes and policies put forward with near bullet-point clarity in the second to last chapter of Democracy in America (DA II, 4, 7, 389–397). His list of the behaviors he wants to encourage and those he wants to discourage is predicated on the idea that it would be best to avoid “an absolute and despotic government” and embrace the “saintly enterprise” of creating and securing ordinary “independence and dignity” by being friends of equality. In other words, Tocqueville’s list is written for those who want to defend and strengthen democracy, not kill it off or keep it from emerging in the first place. He has made up his mind that political equality ought not to be denied in times that have seen the expansion of equality in all other areas. This follows from his early claim (DA I, 1, 3) that it’s impossible to keep men unequal in one area while they’re equal in all others: “On ne saurait concevoir les hommes éternellement inégaux entre eux sur un seul point, égaux sur les autres” (DA I, 115, G60). This may sound like trying to get an “is” from an “ought,” yet he acknowledges the possibility that some may want to have nearly all men (besides themselves, of course) be equally powerless when it comes to politics (i.e., public debate and decision making) instead of similarly empowered.

    Tocqueville is perfectly willing to concede that some prefer vertical, hierarchical social arrangements of authority (in some, many, or even all settings) over inclusive, horizontal, i.e., democratic decision making. And so do most people. After all, who thinks an airplane pilot should walk back to the passengers in coach and ask them how to respond to the turbulence that the plane is experiencing? How many people think children under twelve should be invited to debate their bedtime? Or be co-equals in primary school curriculum planning? In many areas most of us expect hierarchies of competence and power and find an “elitist” selection based on tests, relevant experience, or other objective criteria to be just and good. However, there are many areas where reasonable people may differ about who gets to participate in the decision-making process, how, and how much. This is why Tocqueville concludes his “Real Advantages of Democracy” chapter (DA I, 2, 6) with the direct, second-person address to his readers to get clear about what they really want. The passage is worth citing in full.

    What do you want from society and government? Clarity on this point is essential.

    Do you wish to impart a certain loftiness to the human mind, a generous way of looking at the things of this world? Do you want to inspire in men a kind of contempt for material goods? Do you hope to foster or develop profound convictions and lay the groundwork for deep devotion?

    Is your goal to refine mores, elevate manners, and promote brilliance in the arts? Do you want poetry, renown, and glory?

    Do you seek to organize a people so as to act powerfully on all other peoples? Would you have them embark on enterprises so great that, no matter what comes of their efforts, they will leave a deep imprint on history?

    If, in your view, these are the main objectives that men in society ought to set for themselves, do not choose democratic government, for it offers no guarantee that you will reach your goal.

    But if it seems useful to you to turn man’s intellectual and moral efforts to the necessities of material life and use them to improve his well-being; if reason strikes you as more profitable to man than genius; if your purpose is to create not heroic virtues but tranquil habits; if you would rather see vice than crime and are prepared to accept fewer great deeds in exchange for fewer atrocities; if, instead of a brilliant society as a stage for your actions, you are willing to settle for a prosperous one; and if, finally, the principal purpose of a government is not, in your view, to make the nation as a whole as glorious or powerful as can be but to achieve for each individual the greatest possible well-being while avoiding misery as much as possible; then equalize conditions and constitute a democratic government.

    But if the time for choice is past and a force superior to man is already, without consulting your wishes, propelling you toward one of these two forms of government, try at least to get out of it all the good that it can do; and knowing its good instincts as well as its wicked inclinations, strive to limit the effect of the latter and promote the former. (DA I, 2, 6, 341–342, G281–282)

    Many readers will probably focus their attention on the contrasting portraits of the aristocratic regime (presented via questions) and the democratic regime (presented as a series of “if” clauses), perhaps wondering to what extent the two roads pointed out to “you” are mutually exclusive. However, the last paragraph is also important since it contains Tocqueville’s advice about what to do in the likely event that one is not entirely free to choose the regime one will live under. In that case, says Tocqueville, whether it be horizontal democracy or vertical authoritarianism, or some combination of both, try and make the most of it by staying alert to your regime’s positive and negative tendencies and doing your best to restrain the latter while encouraging the positive aspects. Mindful perhaps of this pragmatic advice from DA I, namely the necessity of paying constant attention to the positive and negative dispositions and inclinations given the conditions at a given moment, he then proceeds in the second to last chapter of DA II to make his list of policy recommendations that will favor “manly” liberal democracy and discourage the oppressive “soft” democratic-despotism he described in the previous chapter (“What Kind of Despotism Democratic Nations Have to Fear,” DA II, 4, 6).

    His first observation is that it makes no sense to come out in favor of “small government” and try to shut down or dismantle the state (Paul A. Rahe and Teapartiers take note). For Tocqueville, remember, soft despotism is preferable to a free-for-all and also better than traditional, hard totalitarianism. It’s necessary and desirable that the state should be active and powerful in democratic times since individuals are all relatively weak, but it should be kept from abusing its agility and force (“Il ne s’agit point de le rendre faible ou indolent, mais seulement de l’empêcher d’abuser de son agilité et de sa force.” DA II, 390, G823).

    The second observation is similar to what Publius asserts in Federalist #51, namely that “In framing a government which is to be administered by men over men, the great difficulty lies in this: you must first enable the government to control the governed; and in the next place oblige it to control itself.” The levers for obliging the central government to control itself in aristocratic times were the regional power centers of quasi-independent dukes, counts, princes, and other local lords who could extend or withdraw their cooperation when it came to the royal administration of government policies (i.e., their interpretation, application, and enforcement). (See Shakespeare’s history plays, e.g., Richard II and Richard III, for proof of this.) In democratic times those independent instruments of control are by definition lacking, but substitute “democratic procedures” can replace them, says Tocqueville, and these will serve the same purpose of preventing the central power from both governing and administering, lawmaking and law enforcing over every nook and cranny of citizens’ lives. [333] Tocqueville shares the Federalist view that the “partition of power,” keeping it divided and dispersed—the famous “branches” of government—reduces the likelihood of tyranny, but dismantling the state increases the likelihood of having society swing endlessly and unpredictably between extremes of anarchy and tyranny.

    I am well aware that today these [aristocratic] methods will not do, but I see democratic procedures replacing them.

    Rather than transfer all administrative powers from corporations and nobles to the sovereign alone, some of those powers can be entrusted to secondary bodies temporarily constituted of ordinary citizens. In this way, the liberty of private individuals can be made more secure without diminishing their equality. (DA II, 390, G823)

    Over the next seven pages Tocqueville praises once more the freely engaged in associative life in democratic regimes as that which will check and counterbalance the central power’s tendency to want to make and enforce all the rules. If hereditary civil servants are out, they can nevertheless be replaced in democratic times by elective ones or by individuals appointed by elected officials to serve on local agencies, boards, commissions, and other administrative bodies. These democratic assemblies, says Tocqueville, perhaps inspired again by arguments from The Federalist, have the benefit of creating quasi-aristocratic offices without aristocrats. [334] There is the status honor, even holiness (“sainte entreprise”), attached to carrying out a certain task judged valuable by the group. And since the tasks are carried out by the power vested in one’s office, not “in me,” the impersonal execution qua president, senator, sheriff, chair, dean, or school superintendent brings less risk of the traditional aristocracy’s injustices and dangers, namely arbitrariness, arrogance, blindness, cronyism, encroachment, favoritism, impulsiveness, impunity, immunity, insularity, lawlessness, overreaching, secrecy, smugness, or all of the above. Play the role of aristocrats, for a term or two, “temporarily,” but not be aristocrats—that’s the thing.

    I am firmly convinced that aristocracy cannot be reestablished in the world. But ordinary citizens, by associating, can constitute very opulent, very influential, and very powerful entities—in a word, they can play the role of aristocrats.

    In this way one could obtain several of the most important political advantages of aristocracy without its injustices or dangers. A political, industrial, commercial, or even scientific or literary association is an enlightened and powerful citizen that cannot be made to bow down at will or subjected to oppression in the shadows, and by defending its rights against the exigencies of power it saves common liberties. (DA II, 391, G823)

    Note the list of the different kinds of associations and therefore possible roles: “political, industrial, commercial, or even scientific or literary association.” Tocqueville is clearly suggesting that many other groups besides just the legal community (praised in DA I as a check on the omnipotence of the majority) can also play a counterbalancing role in democratic times. Among these are political groups (parties, lobbies, interest groups), private businesses, and as an afterthought perhaps but nevertheless included in the list are academies in the arts and sciences. Tocqueville could have little inkling about the future development of liberal arts colleges and research universities in the second half of the nineteenth century, but these associations qualify in his mind as positive counterweights to democratic tyranny, similar to the role played by the legal community and religious organizations.

    Higher education is inescapably hierarchical and therefore aristocratic with its groupings and rankings of various knowledge workers and apprentices. (Those who know about a given subject get to stand at the head of the class before those who don’t.) And yet it is oftentimes democratic when it comes to its internal organization with faculty senates, peer review, and professor-presidents. For a century after Tocqueville’s death, higher education’s federating institutions (the Modern Language Association, American Historical Association, etc.) expanded and gained influence as important “auxiliary precautions” (Federalist #51) against the omnipotence of the majority. Like the legal profession with its “bar association,” academics in all disciplines value literacy, memory, logic, attention to detail and particular cases, and the cautious formulation and application of general principles, theories, and laws within reasoned arguments. As such, these “communities of memory” (Bellah) where academics do their work (sifting the past, examining the present, and setting a course for the future) strengthened democracy’s ability to criticize itself—a role that was left to lawyers, judges, preachers, and journalists in Tocqueville’s day, with imperfect results as he observes when lamenting the high degree of conformism and low liberty of intelligence in America (DA I, 332). Scientific and literary associations that sprang up around the country between 1860 and 1960—whether broad-based public universities or smaller but broad-minded private liberal arts colleges—fulfilled Tocqueville’s wish for “enlightened citizens” to act as defenders of “common liberties.” John Dewey (1859–1952), who was born the year Tocqueville died, was instrumental in articulating a new democratic relationship between schools and society that became a successful nationwide model (see his Democracy and Education, 1916). [335] Today, however, “the higher learning in America” (Veblen), like the country’s brand of democracy, is in deep crisis even as foreign students continue to flock to American campuses and foreign academics seek to imitate some American academic ways at their home institutions. [336] Yet one more ironic legacy.

    Other things that Tocqueville says ought to be stressed in democratic times, precisely because of the demolander’s self-destructive tendency to ignore or reject them, include the following three related items.

    Teach democratic man the value of forms (G826). In aristocratic times when the classical doctrine based on clarity, order, and rules was preeminent, there was no need to insist on the importance of manners, grammar, rituals, and ceremonies. In democratic societies where even spelling rules or stop signs can seem like an imposition, it is necessary to counteract the democrat’s tendency to consider all forms as annoying restraints and infringements on personal freedom. Not to do so is to weaken respect for the rule of law, which is a cornerstone of any democracy.

    Teach respect for individual rights (G824–827). In democratic times that develop a passion for equality, tranquility, and blind obedience to majority rule (often in the name of “team spirit” or “family values”), it is easy for demolanders to have a bully’s contempt for individual rights, especially the right to think and act differently from the group. [337] Therefore it is of special importance that a free press and an independent judiciary be able to continuously remind forgetful, busy, outwardly brash but secretly insecure demoland citizens of (1) the importance of individual rights (freedoms to and freedoms from), not least because ideas and initiatives are almost always in someone’s head before becoming a collective idea, value, or project; (2) the general superiority of reality-based decision making over faith-based or fantasy-based decision making; and (3) the utility of the universal insurance policy provided by formal legal principles such as habeas corpus and due process that can be exercised on a moment’s notice even by individuals who, like in the case of catastrophic illness, think “that is never going to happen to me.” Alongside respect for individual rights and forms, a free press and independent judiciary are two more indispensable cornerstones of a democracy that it is in everyone’s interest—for their own good and the good of society—to cherish and uphold by demonstrating as often as necessary that the group (team, town, nation) is safer and stronger with them than without them. [338]

    Temper the taste for movement, speed, and revolution (G827). For example, nothing is more normal in democratic times than a passion for “fast food.” It dovetails perfectly with the democrat’s desire for all that is quick, cheap, and “good enough.” But a “fast food nation” could learn a thing or two from the “slow food” movement that started in “Old Europe.” [339] Movement, speed, and change, which have often been practical necessities at many times in human history, should not be allowed to be promoted as ends in themselves—and particular suspicion should be applied to instances where, in Orwellian fashion, permanent change is promoted by so-called conservatives (“War is peace”). Tocqueville notes how the demolander’s “taste for change” is related to his contempt for forms and the seductiveness of force.

    When any nation changes leaders, opinions, and laws several times within a short period, the men who compose it end up acquiring a taste for change and becoming accustomed to the idea that all change occurs rapidly with the help of force. They then naturally conceive a contempt for forms, whose lack of power they witness daily, and they become impatient with the dominion of rules, which they have so often seen flouted before their very eyes. (DA II, 394, G827)

    Tocqueville no doubt had France’s protracted nineteenth-century revolutionary history in mind, but there are hundreds of more recent examples of “revolutionary changes” and not just in the world of high-tech. For example, it is interesting to learn that PepsiCo, the global snack food giant, is in the process of rethinking its 1960s-inspired brand of endless, impulsive “fun and freedom” products (e.g., chips and soda) and will perhaps try to reposition itself as a health-food giant. Or that Pixar thinks of itself as a virtuous “fun factory,” a new-and-improved Disney that “really should be running Western Civilization.” [340] But experience has shown that the virtue of multinational corporations, like the virtue of nations, though to be welcomed, is often expensive, unreliable, and short-lived due to the frequent conflicts that crop up between doing good and doing well (enough). And when that happens, some auxiliary force must be exerted to advocate and enforce policies that will supply “by opposite and rival interests, the defect of better motives.” [341] This auxiliary force, which some will invariably decry and oppose (usually because it restrains their force), can emanate from any of the three branches of government—or from another source such as the press (including literature and now the “blogosphere” and “twitterverse”), NGOs, the academy, the marketplace, the pulpit, or from groups or individuals whose power is boosted by the Internet.

    In an evocation of the problematic relationship of “Capital and Democracy” that occurs late in the expanded edition of Politics and Vision, Sheldon Wolin summarizes well the human costs of unimpeded glorification of high-speed, permanent change.

    [W]ho is to define and control the course of change, and who is to bear the brunt of it? The fact that scientific and technological advances have made available the power of introducing continuous, unrelenting change as the organizing focus and distinctive mark of postmodern societies can also be seen as the principle by which elites establish their credentials to monopolize policy determinations and promote the culture that validates themselves. As several commentators have noted, the powers embodied in modern change do not enter the world without disrupting and eventually destroying established life-forms of work, play, personal and social relations, belief, and habitat. Those who define, direct, finance, and prosper from significant change rarely experience their own lives mangled or stupefied and the misshapen results passed on as an inheritance. (597)

    Tony Judt might have cited those words in his case study of Britain’s mangled rail and bus service; admirers of Charles Murray’s research might want to factor in Wolin’s observations when trying to understand what’s “coming apart” today and who or what is to be held accountable; and Paul Krugman might consider “The Great Mangling” or “Mangled and Stupefied” as a catchy title for his next chronicle of world economic history.

    Turning back to Tocqueville, his observations about contemporary trends in this penultimate chapter concludes with a short list of goals (each introduced by an infinitive verb) that are most proper in “a world that is totally new” (G7).

    The political world changes. We must now seek new remedies for new ills.

    To set broad but visible and immovable limits on social power; to grant certain rights to private individuals and guarantee their uncontested enjoyment of those rights; to preserve what little independence, strength, and originality is left to the individual; to raise him up alongside and support him vis-à-vis society; these seem to me the primary goals of lawmakers in the age upon which we are just now embarking. (DA II, 396, G829, emphasis added)

    It is important to note again that these are context-specific recommendations, not absolutes. Just as a cancer patient doesn’t receive the same treatment as a diabetic, other social ills would require other remedies. The situation as Tocqueville sees it in 1840 requires the measures he lists for the reasons he has already stated at length. And for one more that he repeats in the paragraphs that follow the one just cited: namely, the fact that in democratic times there are large numbers of people who “abandon liberty because they deem it to be dangerous” while others, “fewer in number but more enlightened,” also abandon liberty “because they judge it to be impossible” (G830). Tocqueville is particularly sharp with the latter on this page, probably because many come from within his own peer group from which he takes his distance.

    Among our contemporaries I see two ideas which, though contradictory, are equally disastrous.

    Some see in equality only the anarchic tendencies to which it gives rise. They are terrified of their free will; they are afraid of themselves.

    Others, fewer in number but more enlightened, take a different view. Alongside the road that leads from equality to anarchy, they have at last discovered the path that seems to lead men ineluctably into servitude. They adapt their souls in advance to this inescapable servitude and in despair of remaining free already worship from the bottom of their hearts the master who is waiting in the wings.

    The former abandon liberty because they deem it to be dangerous, the latter because they judge it to be impossible. (G829–830)

    However, Tocqueville does not despair but instead tells the reader once more the reason behind his whole enterprise—the raison d’être of the whole book—which is grounded in his belief that liberty is not necessarily dangerous nor is it impossible.

    If I held the latter belief [i.e., that liberty is impossible], I would not have written this book. I would have confined myself to bewailing the fate of my fellow men in private.

    I chose to speak out publicly about the dangers that equality poses to human independence because I firmly believe that those perils are the most formidable that the future holds, as well as the least anticipated. But I do not believe that they are insurmountable. (G830)

    In other words, Tocqueville does not believe, as many did and still do, that democracy is doomed to fail. He goes on to conclude this penultimate chapter with a final recommendation to his readers to maintain a “salutary fear” that will keep one “vigilant and ready for battle” and help fend off “the spineless and idle terror that afflicts and saps the heart”—the latter being a self-destructive, unsalutary yoke.

    Vigilant and ready for battle strikes me as a stance worth adopting today if we are to pursue the worthy task that Sheldon Wolin, one of Tocqueville’s most astute readers, recommends to us in times of Superpower: “to nurture the civic conscience of society” (Politics and Vision, 606). But are there enough of us interested in that nontrivial pursuit today who are motivated and strong enough to oppose those of us who have other interests and motives? We shall see.

    Notes

    1. For an account of Bouazizi’s confrontation with the police, see Kareem Fahim, “Slap to a Man’s Pride Set off Tumult in Tunisia,” New York Times, January 11, 2011. return to text
    2. <http://lci.tf1.fr/monde/sidi-bouzid-des-milliers-de-tunisiens-commemorent-le-debut-de-6882262.html>, accessed December 17, 2011. return to text
    3. http://www.lemonde.fr, accessed December 17, 2011: <http://www.lemonde.fr/afrique/infographe/2011/12/16/retour-a-sidi-bouzid-un-an-apres-le-debut-du-soulevement-arabe_1619885_3212.html#ens_id=1245377>. return to text
    4. See Kevin Boyle, World Statement: Writers and Readers in Support of Salman Rushdie (London: International Committee for the Defense of Salman Rushdie and His Publishers, 1989). return to text
    5. See Andrew Rosenthal’s assessment in his December 6, 2011, New York Times editorial “From Russia, with Fraud”: http://loyalopposition.blogs.nytimes.com/2011/12/06/from-russia-with-fraud-2/?scp=2&sq=Russian%20election%20fraud&st=cse. return to text
    6. On the role of the Internet, social media, and the blogger Aleksei Nalvney in the December 2011 protests in Russia, see Ellen Barry, “Rousing Russia with a Phrase,” New York Times, December 9, 2011. return to text
    7. See the New York Times’s “Room for Debate” discussion of whether the Kremlin is losing or loosening its grip (December 12, 2011): <http://www.nytimes.com/roomfordebate/2011/12/12/is-the-kremlin-loosening-its-grip/?ref=opinion>. return to text
    8. Ellen Barry, “Medvedev Urges Reform of Russia’s Political System,” New York Times, December 17, 2011. See also Alena V. Ledeneva, Can Russia Mondernise? Sistema, Power Networks and Informal Governance (Cambridge: Cambridge University Press, 2013). return to text
    9. Steven Erlanger, “Chirac Found Guilty in Political Funding Case,” New York Times, December 15, 2011. See also the editorial in Le Monde (December 17, 2011): “Un president intouchable, une anomalie”: http://www.lemonde.fr/idees/article/2011/12/16/un-president-intouchable-une-anomalie_1619785_3232.html. return to text
    10. Pascale Robert-Diard, “Jacques Chirac condamné, un jugement historique,” Le Monde, December 16, 2011. <http://www.lemonde.fr/societe/article/2011/12/16/jacques-chirac-condamne-un-jugement-historique_1619692_3224.html>, accessed December 18, 2011. return to text
    11. For example, it is public knowledge now, and was insider knowledge at the time that Chirac’s predecessor François Mitterrand used taxpayers’ money to provide lodgings for a mistress and illegitimate daughter during his presidency. See Raphaëlle Bacqué, Le Dernier Mort de Mitterrand (Paris: Grasset, 2010). return to text
    12. See the Wikipedia entry for Alain Juppé. After the election of François Hollande in May 2012, Juppé, who is mayor of Bordeaux, was replaced as minister and declared he would not run for a seat in the National Assembly in June 2012 because he wanted to respect the Socialist government’s intention to completely terminate France’s tradition of allowing politicians to hold many elected posts simultaneously, the famous cumul des mandats. return to text
    13. Again, see the Wikipedia entry “Affaire Dominique Strauss-Kahn.” Le Monde journalist Sylvie Kaufmann published a useful summary in the New York Times, “France, the U.S. and Strauss-Kahn,” July 5, 2011. return to text
    14. On low accountability of military leaders, by themselves, civilian leaders, or the public, see Thomas E. Ricks, “Questioning the Brass,” New York Times, November 11, 2012. return to text
    15. See, for example, Seymour Hersh, Chain of Command: The Road from 9/11 to Abu Ghraib (New York: HarperCollins, 2004); Jane Mayer, The Dark Side: The Inside Story of How the War on Terror Turned into a War on American Ideals (New York: Doubleday, 2008). return to text
    16. Thomas Friedman, “The End, For Now,” New York Times, December 20, 2011. The sentence quoted was the headline subtitle on the website. Accessed December 21, 2011. See also Friedman’s global audit in his December 17, 2011, editorial, “Help Wanted.” His main claim is this: “We are present again at one of those great unravelings — just like after World War I, World War II and the cold war. But this time there was no war. All of these states have been pulled down from within—without warning. Why? The main driver, I believe, is the merger of globalization and the Information Technology revolution. Both of them achieved a critical mass in the first decade of the 21st century that has resulted in the democratization—all at once—of so many things that neither weak states nor weak companies can stand up against. We’ve seen the democratization of information, where everyone is now a publisher; the democratization of war-fighting, where individuals became superempowered (enough so, in the case of Al Qaeda, to take on a superpower); the democratization of innovation, wherein start-ups using free open-source software and ‘the cloud’ can challenge global companies. And, finally, we’ve seen (…) ‘the democratization of expectations’ — the expectation that all individuals should be able to participate in shaping their own career, citizenship and future, and not be constricted.” Note here Friedman’s recycling of the pesky “unraveling” metaphor (probably a wink at Krugman’s book) and his use of the term democratization in the casual way the French often use it to mean “expanded access.” Whether this is followed up by true democracy, i.e., expanded access for the Many to real decision-making power, remains to be seen. <http://www.nytimes.com/2011/12/18/opinion/sunday/friedman-help-wanted.html>, accessed September 8, 2012. return to text
    17. David D. Kirkpatrick, “Leader Denies Use of Violence as Cairo Crackdown Persists,” New York Times, December 17, 2011. return to text
    18. Readers will have noticed my own reliance on the New York Times and the New Yorker magazine. return to text
    19. Democratic as opposed to the “aristocratic” Social Register of America’s high society. return to text
    20. According to Wikipedia, accessed December 18, 2011. On Facebook’s alleged tendency to “reduce further the possibilities for improving the real world,” see Jean-Jacques Delfour, “Facebook: magasin des amis et désir de police totalitaire,” Le Monde, September 2, 2010. return to text
    21. On the role of blogging and social network sites in the “Arab Spring,” see David D. Kirkpatrick and David E. Sanger, “A Tunisian-Egyptian Link that Shook Arab History,” New York Times, February 13, 2011; and Steve Coll, “The Internet: For Better or for Worse,” New York Review of Books, April 28, 2011. Coll’s review-essay discusses Tim Wu’s The Master Switch: The Rise and Fall of Information Empires (2011) and Evgeny Morozov’s The New Delusion: The Dark Side of Internet Freedom (2011). On the Occupy Wall Street movement that began on Twitter on July 13, 2011, and in Zuccotti Park on September 17, 2011, see William Yardley, “The Branding of the Occupy Movement,” New York Times, November 27, 2011. For a look at OWS through the eyes of one participant, Ray Kachel, see George Packer, “All the Angry People,” New Yorker, December 5, 2011, 32–36. On the links between the 2011 Arab winter and spring and the Occupy summer and fall, see Matthew C. Klein, “Educated, Unemployed, and Frustrated, New York Times, March 20, 2011. Klein does not call for the occupation of Wall Street, but he presciently asks about its possibility in the wake of the protests in Egypt and the “indignant” protests in Western Europe in the spring of 2011. On the shift from blogging to social network sites, see Verne G. Kopytoff, “Blogs Wane as the Young Drift to Sites Like Twitter,” New York Times, February 20, 2011. On the impact of eighty-three-year-old Gene Sharp’s heavily downloaded “From Dictatorship to Democracy,” see Sheryl Gay Stolberg, “Shy U.S. Intellectual Created Playbook Used in a Revolution,” New York Times, February 16, 2011. Another important geriatric content-provider in 2011 was ninety-four-year-old Stéphane Hessel, whose pamphlet Indignez-vous! (2010; published in English as Time for Outrage!) has sold more than 3.5 million copies worldwide and is credited with energizing popular protests in Spain, France, and elsewhere in 2011. return to text
    22. Dan Bilefsky and Jane Perlez, “Vaclav Havel, Dissident Playwright Who Led Czechoslovakia, Dead at 75,” New York Times, December 18, 2011. For a longer profile of Vaclav Havel, see Timothy Garton Ash, “The Revolution of the Magic Lantern,” New York Review of Books, January 18, 1990. Accessed December 19, 2011. Meanwhile, on the other side of the world, the supreme leader of North Korea, Kim Jong-il, died on December 17, 2011. return to text
    23. “IMF Warns the World Risks Sliding into a 1930s-Style Slump,” Guardian, December 16, 2011. return to text
    24. Paul Krugman, “Democracy and Depression,” New York Times, December 11, 2011. The word also appears in the titles of two of his recent books: The Return of Depression Economics and the Crisis of 2008 (2009) and End This Depression Now! (2012). return to text
    25. David C. Unger, “Inside the Euro Zone, Bracing for Austerity,” New York Times, December 17, 2011. return to text
    26. Paul Krugman, “The Unwisdom of Elites,” New York Times, May 8 , 2011. return to text
    27. See, for example, Time Magazine World, “1848 vs. 2011,” March 10, 2011. Accessed December 19, 2011. <http://www.time.com/time/magazine/article/0,9171,2058292,00.html>. A longer more probing article by Robert Freeman, “2011 Is 1848 Redux. But Worse,” Common Dreams (www.commondreams.org, March 6, 2011), begins with an epigraph from Tocqueville, a line from a famous speech that Tocqueville gave on January 29, 1848: “Gentlemen, I warn you. Though the violence is not yet upon us, we are sleeping on a volcano.” Tocqueville quotes and discusses this speech and other early events in 1848 in the first chapter of his Souvenirs, written in 1850–1851 and published posthumously in 1893. return to text
    28. See also the Gerald Bevan translation, The Ancien Régime and the Revolution (London: Penguin, 2008), 175. In French, Alexis de Tocqueville, L’Ancien régime et la revolution (Paris: G-F Flammarion, 1988), 266. return to text
    29. For an early assessment of the Tunisian revolution, see Robert D. Kaplan, “One Small Revolution,” New York Times, January 22, 2011. See the summary “Zine El-Abdine Ben Ali” in the New York Times, June 20, 2011: “Under Mr. Ben Ali an extensive police state and significant corruption had developed side by side with a relatively large middle class, liberal social norms and broad gender equality.” return to text
    30. In sociology’s modern era, the American James Chowning Davies and his “J-Curve” are more frequently cited than Tocqueville when it comes to explaining revolutions. See the Davies Wikipedia entry and J. C. Davies: “Toward a Theory of Revolution,” American Sociological Review 27 (1962): 5–19. See also J. C. Davies, When Men Revolt and Why: A Reader in Political Violence and Revolution (1971). return to text
    31. On the slowness of political change in the Arab world due to weak economies, see James Surowiecki, “The Tyrant Tax,” New Yorker, March 7, 2011, 31: “Government employment is still the easiest route to a job, and subsidies have become more, not less, important… What the region needs is less crony capitalism and more competition. What it might get is political reform accompanied by economic stasis. When it comes to solving economic woes, toppling the tyrants could turn out to be the easy part.” return to text
    32. Witness, for example, the horrified reaction on October 31, 2011, to Prime Minister Giórgios Papandréou’s proposal to organize a national referendum on whether Greece should accept new economic austerity measures—an idea that Europe’s economic and political elites quickly encouraged him to let drop. return to text
    33. See the opinion of a Chinese youth as reported in Evan Osnos, “Angry Youth,” New Yorker, July 28, 2008, 36: “‘Chinese people have begun to think, One part is the good life, another part is democracy,’ Liu went on. ‘If democracy can really give you the good life, that’s good. But without democracy, if we can still have the good life why should we choose democracy?’” Other Chinese people consider an open society as essential not, optional. See Eric Abrahamsen, “A Liberal Arts Education Made in China,” New York Times, July 3, 2012. But as the American example shows, liberal arts colleges alone do not guarantee democracy and can even hinder it when campus life is too cut off from the real world or focused on other things besides learning. return to text
    34. See the opinion of John Elkington, the author of Cannibals with Forks: The Triple Bottom Line of 21st Century Business (1997), as reported by Michael Specter in “Big Foot: In Measuring Carbon Emissions It’s Easy to Confuse Morality and Science,” New Yorker, February 25, 2008: “I believe that much of what we count as democratic politics today will fall apart, because we are simply not going to be able to deal with the scale of change that we are about to face. It will profoundly disable much of the current political class.” return to text
    35. See the Wikipedia entry “Decent Work.” return to text
    36. Declaring “I am somebody!” is vain if there’s no one around to hear you but rocks, trees, and owls. In the 1970s before the Internet, Jesse Jackson’s self-esteem campaign on behalf of African Americans attempted quixotically to build a sense of self-worth amid the indifference or outright opposition of others who were directly or indirectly sending the message, “You are nobody.” In the Internet age, everyone is familiar with the emotional, social, and financial payoff of “liking” (i.e., recommending, endorsing) something or someone. This new, more active sense of the verb to like is part of today’s new democratic dignity. return to text
    37. By lately I do not mean within the past two years. Human rights activists such as Kevin Boyle have long fought for the right to dignity, and the philosopher Charles Taylor, making use of Tocqueville’s warnings about the fragility of “political liberty,” underlines the threat to “our dignity as citizens” as one of the “three malaises” of our age (the other two being “excess individualism” and the “hegemony of instrumental reason”)—and he was writing twenty years before the Arab Spring. See Charles Taylor, The Ethics of Authenticity (Cambridge, MA: Harvard University Press, 1991), 10. Taylor also writes about dignity in Multiculturalism: Examining the Politics of Recognition (Princeton: Princeton University Press, 1994). Other studies of dignity as a human right include The Constitution of Rights: Human Dignity and American Values (1992), Human Rights and Human Dignity (2005), Advocating Dignity: Human Rights Mobilizations in Global Politics (2010), The Politics of Human Rights: The Quest for Dignity (2010), Dignity: In Honor of the Rights of Indigenous Peoples (2010), and Dignity in Adversity: Human Rights in Troubled Times (2011). More recently, see George Kateb, Human Dignity (2011) and Jeremy Waldron’s defense of dignity in The Harm in Hate Speech (2012). Waldron’s book received a notable endorsement from Stanley Fish in the New York Times, “The Harm in Free Speech,” June 4, 2012, to which Waldron replied, “Hate Speech and Free Speech, Part Two,” New York Times, June 18, 2012, and Fish followed up again in “Hate Speech and Stolen Valor,” New York Times, July 2, 2012. My point, which this cluster of publications between 1991 and 2011 confirms, is that the new dignity is a significant, large-scale social change among us humans during the post–Cold War, Internet Age. Just as Tocqueville noted the profound changes wrought by the advent of democracy (DA II, 3, 22), the new dignity may have altered the human species. return to text
    38. Emphasis added. David Brooks, “The Quest for Dignity,” New York Times, January 31, 2011, <http://www.nytimes.com/2011/02/01/opinion/01brooks.html>. Accessed February 28, 2013. return to text
    39. A generation ago, this lyrical “we-are-the-world” sentiment was captured in a successful photography exhibit and album entitled The Family of Man (1955). Roland Barthes published a short semiological study of this photo album in his Mythologies (1957). The sentiment has also been expressed by the French philosopher Jean-Luc Nancy, who writes in Vérité de la démocratie (Paris: Galilée, 2008), 61, “la démocratie est aristocratie égalitaire”—democracy is egalitarian aristocracy. return to text
    40. And many of “them” are the lawmakers. Forty-seven percent of the U.S. Congress belong to the 1% according to the Opensecrets.org website of the Center for Responsive Politics as relayed by ABC News: <http://abcnews.go.com/blogs/politics/2011/11/47-of-congress-members-millionaires-a-status-shared-by-only-1-of-americans/>, accessed July 4, 2012. return to text
    41. In addition to the writings of Piketty, Saez, and Eduardo Porter, see Timothy Noah, The Great Divergence: America’s Growing Inequality Crisis and What We Can Do about It (New York: Bloomsbury Press, 2012). See also Joseph Stiglitz, The Price of Inequality (New York: Norton, 2012). return to text
    42. See the writings of Brooks’s colleague at the New York Times, Maureen Dowd, who makes Brooks sound like a calm sage. See also David Denby’s essay Snark: A Polemic in Seven Fits (New York: Simon and Schuster, 2009). The audio book title is Snark: It’s Mean, It’s Personal, and It’s Ruining Our Conversation (2009). Denby comments specifically on Dowd’s destructive snarkiness in this essay. return to text
    43. Recent studies argue that extreme inequality is bad for business and a leading cause of the failure of nations. See Daron Acemoglu and James Robinson, Why Nations Fail: The Origins of Power, Prosperity, and Poverty (2012). See also Richard G. Wilkinson, The Spirit Level: Why More Equal Societies Almost Always Do Better (2009)—a new edition appeared in 2010 with an even more affirmative title, The Spirit Level: Why Equality Is Better for Everyone. For a dissenting opinion, see Christopher Snowdon, The Spirit Level Delusion: Fact-Checking the Left’s New Theory of Everything (2010). return to text
    44. This was the dominant message of a second Brooks editorial on the same subject published on October 31, 2011, “The Wrong Inequality,” which recommends concentrating on “red inequality” (a life expectations gap) and not “blue inequality” (the income gap), with little acknowledgment of the OWS thesis that extreme income inequality is a major cause of the widening gap in life expectations and the disappearance of the middle class. Brooks prefers to side with Charles Murray and see “character flaws” as the cause of America’s “coming apart” instead of seeing them as effects of social and economic injustice. The sharply different reactions to Murray’s book, Coming Apart: The State of White America 1960–2010 (2012), may be taken as a further symptom of the author’s basic thesis, namely that America is deeply divided and falling apart. return to text
    45. On lost assets, see <http://www.washingtonpost.com/business/economy/fed-americans-wealth-dropped-40-percent/2012/06/11/gJQAlIsCVV_story.html>, accessed July 4, 2012. return to text
    46. Krugman made his point even more explicit in a follow-up editorial three weeks later, “We are the 99.9%,” New York Times, November 24, 2011. “The recent Congressional Budget Office report on inequality didn’t look inside the top 1 percent, but an earlier report, which only went up to 2005, did. According to that report, between 1979 and 2005 the inflation-adjusted, after-tax income of Americans in the middle of the income distribution rose 21 percent. The equivalent number for the richest 0.1 percent rose 400 percent.” See also Krugman’s earlier piece on OWS, “Losing Their Immunity,” New York Times, October 16, 2011. return to text
    47. Other New York Times columnists have written sympathetically and eloquently about the OWS movement, notably Nicolas Kristoff, “America’s ‘Primal Scream’: Income Inequality,” New York Times, October 15, 2011. On the problem of Brooks-like denialism, see Charles Blow, “Inconvenient Income Inequality,” New York Times, December 6, 2011. See also George Packer’s profile of one OWS participant, Ray Kachel, “All the Angry People,” New Yorker, December 5, 2011, 32–38. return to text
    48. Tocqueville visited Algeria on two occasions in 1841 and 1846. His writings on Algeria are collected in Tocqueville, Sur l’Algérie, ed. Seloua Luste Boulbina (Paris: GF-Flammarion, 2003). Tocqueville’s views on French colonization ought not to be reduced to the labels “hard-liner” or “apologist,” but a fuller treatment is beyond the scope of the present study. See Hervé Guineret, Tocqueville, De la guerre au colonialisme: Les enjeux des démocraties modernes (Paris: Ellipses, 2007). return to text
    49. See Eduardo Porter’s discussion of the measurement of inequality known as the “Gini coefficient” in “The 1 Percent Club’s Misguided Protectors,” New York Times, December 10, 2011. See also <http://www.globalresearch.ca/index.php?context=va&aid=22999>, accessed July 4, 2012. return to text
    50. The literature on modern predatory culture stretches from Thorstein Veblen’s Theory of the Leisure Class to Robert H. Frank and Philip J. Cook’s The Winner-Take-All Society: Why the Few at the Top Get So Much More than the Rest of Us (New York: Penguin, 1996). On predatory culture in politics, see Paul Pierson and Jacob Hacker, Winner-Take-All Politics: How Washington Made the Rich Richer, and Turned Its Back on the Middle Class (New York: Simon and Schuster, 2010). return to text
    51. See Jeffrey D. Sachs, “The New Progressive Movement,” New York Times, November 12, 2011. There are wider questions of animal, plant, and planet rights, perhaps including dignity, that extend beyond the scope of the present study. See Dominique Bourg and Kerry Whiteside, Vers une démocratie écologoque (Paris: Seuil, 2010). return to text
    52. This is the Goldhammer translation, page 233, except I have substituted Bevan’s word smugly for indulgently to render the French sourire avec complaisance. What Tocqueville dislikes is the callous feeling of superiority of these French judges, and that seems to be communicated better with smugly. See DA I, 2, 5, 292: “Quand je vois, parmi nous, certains magistrats brusquer les parties ou leur adresser des bons mots, lever les épaules aux moyens de la défense et sourire avec complaisance à l’énumération des charges, je voudrais qu’on essayât de leur ôter leur robe, afin de découvrir si, se trouvant vêtus comme les simples citoyens, cela ne les rappellerait pas à la dignité naturelle de l’espèce humaine.” return to text
    53. In his Essay on the History of Civil Society (1767), Adam Ferguson expressed similar praise of the inhabitants of “rude nations” based on what he had read of Indians in travel narratives. return to text
    54. One thinks of the treatment of “aliens” by immigration officials or the experience of prisoners such as the account by James Baldwin in his autobiographical essay “Equal in Paris” reprinted in Americans in Paris, ed. Adam Gopnik (New York: Library of America, 2004), 467–481. return to text
    55. See Part One, “L’Invention des semblables,” in Pierre Rosanvallon’s La Société des égaux (Paris: Seuil, 2011), 25–106. See also Primo Levi, Se questo è un uomo / If This Is A Man (1947, 1958). return to text
    56. On the necessity of restraints as a component part of freedom, see Adam Ferguson, Essay, op. cit., 150–151: “Where the citizen is supposed to have rights of property and of station, and is protected in the exercise of them, he is said to be free; and the very restraints by which he is hindered from the commission of crimes, are a part of his liberty. No person is free, where any person is suffered to do wrong with impunity. Even the despotic prince on his throne, is not an exception to this general rule. He himself is a slave, the moment he pretends that force should decide any contest. The disregard he throws on the rights of his people recoils on himself; and in the general uncertainty of all conditions, there is no tenure more precarious than his own.” return to text
    57. On “vulgar” and “sensible” grandeur, see Henry D. Thoreau, Walden, Chapter One, “Economy”: “The grandeur of Thebes was a vulgar grandeur. More sensible is a rod of stone wall that bounds an honest man’s field than a hundred-gated Thebes that has wandered farther from the true end of life. The religion and civilization which are barbaric and heathenish build splendid temples; but what you might call Christianity does not. Most of the stone a nation hammers goes toward its tomb only. It buries itself alive. As for the Pyramids, there is nothing to wonder at in them so much as the fact that so many men could be found degraded enough to spend their lives constructing a tomb for some ambitious booby, whom it would have been wiser and manlier to have drowned in the Nile, and then given his body to the dogs.” return to text
    58. In Federalist #48, Madison quotes from Jefferson’s Notes on the State of Virginia about the danger of too much power concentrated in the legislative branch: “[C]oncentrating these in the same hands, is precisely the definition of despotic government. It will be no alleviation, that these powers will be exercised by a plurality of hands, and not by a single one. One hundred and seventy-three despots would surely be as oppressive as one. Let those who doubt it, turn their eyes on the republic of Venice. As little will it avail us, that they are chosen by ourselves. An ELECTIVE DESPOTISM was not the government we fought for; but one which should not only be founded on free principles, but in which the powers of government should be so divided and balanced among several bodies of magistracy, as that no one could transcend their legal limits, without being effectually checked and restrained by the others.” See DA I, 2, 7, 360, G300. return to text
    59. See Arthur M. Schlesinger, Jr., The Disuniting of America: Reflections on a Multicultural Society (1991). return to text
    60. Jackson’s consciousness-raising political career was one of the early manifestations of the multicultural movement that grew out of the sixties black power movement. A YouTube video of a 1970s Sesame Street episode shows him rallying a colorfully dressed, ethnically diverse set of little kids around his catechism: <http://www.youtube.com/watch?v=iTB1h18bHlY>. return to text
    61. Google “Obama house nigger” to see the number and variety of people who have made this charge. return to text
    62. The Wikipedia entry “Universal Declaration of Human Rights” contains background information and the full text. Dignity is mentioned in the first line of the preamble and in the first sentence of article 1: “Whereas recognition of the inherent dignity and of the equal and inalienable rights of all members of the human family is the foundation of freedom, justice and peace in the world….” Article 1: “All human beings are born free and equal in dignity and rights.” Dignity also occurs in articles 22 and 23 and in the fifth clause of the preamble. December 10 is “International Human Rights Day” in memory of the declaration’s adoption by the United Nations General Assembly. return to text
    63. See former U.S. president Jimmy Carter’s lament about the American government’s poor human rights record since 9/11, “A Cruel and Unusual Record,” New York Times, June 24, 2012. return to text
    64. Occasionally in American history, including in recent decades, individual states have tried to function as sites of regional opposition to the central government—the Civil War being the most well-known example. Calls for “states’ rights” date back to Jefferson. However, their fight for independence on a single issue or policy, whether slavery, education, banking, or zoning, is usually of limited extent and duration since the central government’s economic weight (not to mention its military might) can force states to comply with federal law. Nor is a regional power necessarily able to avoid reproducing a version of the arbitrary rule it may denounce at the national level, in other words the hypocrisy of the pot calling the kettle black. return to text
    65. See Federalist #51: “… it is evident that each department should have a will of its own; and consequently should be so constituted that the members of each should have as little agency as possible in the appointment of its members… The interest of the man must be connected with the constitutional rights of the place. It may be a reflection on human nature that such devices should be necessary to control the abuses of government.” Culture (i.e., “devices”) must supplement man’s imperfect (nonangelic, nonomniscient) nature. Note the deliberately impersonal constructions: the will is in “each department,” and the rights are “of the place” not of the person. return to text
    66. John Dewey is occasionally looked to in today’s embattled times, but not often enough. See, for example, Wesleyan University president Michael S. Roth, “Learning as Freedom,” New York Times, September 6, 2012—a declaration that has many parallels with the concluding chapter of Huxley’s Brave New World Revisited and other defenses of liberal education of the past sixty years. return to text
    67. To my knowledge, no country has sought to duplicate the National Collegiate Athletic Association (NCAA) within its higher education system. return to text
    68. See Jane Mayer on American Family Association leader Bryan Fischer, “Bully Pulpit: An Evangelist Talk-Show Host’s Campaign to Control the Republican Party,” New Yorker, June 18, 2012, 56–65. return to text
    69. “Now, in nations and times where men conceive a natural contempt for individual rights, the rights of society may naturally be extended and consolidated. In other words, men become less attached to particular rights at the very moment when it is perhaps most necessary to hold on to and defend the few such rights that still exist. (…) [T]rue friends of liberty and human grandeur must remain constantly vigilant and ready to prevent the social power from lightly sacrificing the particular rights of a few individuals to the general execution of its designs.” Unlike in more aristocratic caste societies, in democratic societies where the part is more intimately related to the whole, a violation of individual rights tends “to deeply corrupt the national mores and to place the entire society in jeopardy” (G827). This thought was given dramatic representation in a memorable declaration by a fictional Sir Thomas More in Robert Bolt’s play A Man for All Seasons (1960): “This country is planted thick with laws from coast to coast, Man’s laws, not God’s, and if you cut them down—and you’re just the man to do it—do you really think you could stand upright in the winds that would blow then? Yes, I give the Devil benefit of law, for my own safety’s sake!” return to text
    70. See the Wikipedia entry “Slow Food.” return to text
    71. For sympathetic profiles of Apple, PepsiCo, and Pixar, see the May 16, 2011 issue of the New Yorker magazine: Malcolm Gladwell, “Creation Myth” (44–53), John Seabrook, “Snacks for a Fat Planet” (54–71), and Anthony Lane, “The Fun Factory” (74–87). This trio of you’ve-got-a-friend-in-me corporate profiles reveals its unspoken dark side when followed up by the next set of profiles in the same issue by Steve Coll, Lawrence Wright, and Jon Lee Anderson on Osama bin Laden’s high-tech communications savvy (“The Outlaw”) and the unintended consequences of U.S. involvement in Pakistan (“The Double Game”) and Afghanistan (“Force and Futility”). return to text
    72. Federalist #51. This same paper, attributed to James Madison, contains these famous lines: “But what is government itself but the greatest of all reflections on human nature? If men were angels, no government would be necessary. If angels were to govern men, neither external nor internal controls on government would be necessary. In framing a government which is to be administered by men over men, the great difficulty lies in this: you must first enable the government to control the governed; and in the next place oblige it to control itself. A dependence on the people is, no doubt, the primary control on the government; but experience has taught mankind the necessity of auxiliary precautions.” In other words, government is not the problem, man is the problem ; but man has the ingenuity to craft a treatment, not a once and for all cure, to his own problem. The treatment Madison proposes is constitutional democracy, and The Federalist, largely endorsed by Tocqueville, is its justification and user’s guide. return to text